Richard W. Maxwell, CFP® - CEO
Dick Maxwell serves as the founder and CEO, and has been a CERTIFIED FINANCIAL PLANNER® since 1988. He has a long history of establishing client relationships, beginning in 1978 when he entered the insurance business, after 9 years of teaching school in Columbus, Ohio. A few years later Dick made the natural progression by expanding his services to incorporate the total financial planning process. Dick received a bachelor`s degree from Ohio Dominican University and a Master's degree from Xavier University.
Dick resides in Gahanna, Ohio with his wife Lynda. He has three grown daughters, Melyssa, Laura, and Katy. Katy has been with Maxwell Financial Management since April, 2005.
Adam T. Hill, CFP® - President
Adam serves as the President of Maxwell Financial Management and has been a CERTIFIED FINANCIAL PLANNER® since 2000. Adam graduated from St. Olaf College in Northfield, MN in 1993, majoring in Economics and Marketing. He started in the financial planning business in 1993 and joined Dick in 1997.
Adam resides in New Albany with his family.
Katy M. Ufferman - Vice President
Katy is our Vice President and started with MFM in April, 2005. Katy received her bachelors degree in Finance from the University of Dayton in 2003. She is fully registered with her series 7, insurance license and specializes in writing comprehensive financial plans.
Katy enjoys traveling, being involved in the community and living in Grandview, OH with her husband Matt, daughter Evie and one on the way.
Adam M. Roslovic, CFP® – Financial Advisor
Adam is a financial advisor in our office who works with individuals and business clients in helping them reach their goals, maintain their independence and economic freedom through feebased financial planning.
Adam is a member and volunteer at St. Stevan’s Church and serves on the Ohio State Civil Engineering Alumni Board of Directors. He resides in New Albany with his wife, Meredith, and 2 children.
Heather Smith - Lead Assistant
Heather is our Lead Assistant for insurance and securities business. Please contact Heather for questions involving insurance underwriting and servicing as well as all securities business such as opening new accounts, transfers, deposits and withdrawals. If you have a question involving your brokerage accounts, 529's or annuities, she is the one to call.
Heather enjoys cooking, photography and living in Westerville with her daughter Madelyn.
Katie Cook - Administrative Assistant
Katie is our front desk receptionist, and will happily greet you in our office and will usually answer the phone when you call. Katie is here to help direct you to the person who can best serve your needs. She is also in charge of gathering account information for our client reviews, all of Maxwell Financial Management's marketing and client appreciation events.
Katie enjoys traveling, shopping and living in New Albany with her husband Dustin, thier new baby Corbin, and her two step-sons, Conor and Carson.